Defendant Name: D. Scott Cacchione

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. David Scott Cacchione
First Document Date 24-Mar-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01259
Allegation Type Broker Dealer
Federal District Court California, Northern District of California

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 01-Apr-2009

Related Documents:

comp20970 24-Mar-2009 Complaint
Complaint
court_doc10-09-cv-01259 01-Apr-2009 Court Docket Document
Final Judgment as to Defendant David Scott Cacchione
court_doc22-09-cv-01259 19-Feb-2010 Court Docket Document
Notice of Voluntary Dismissal of Plaintiffs' Claims for Disgorgement and Civil Penalties Against Defendant

Related Actions:

In the Matter of Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
Merriman Curhan Ford & Co.
D. Jonathan Merriman
Christopher Aguilar
In the Matter of David Scott Cacchione
D. Scott Cacchione
SEC v. William J. "Boots" Del Biaggio III
William J. "Boots" Del Biaggio III
In the Matter of William J. Del Biaggio III
William J. "Boots" Del Biaggio III