Defendant Name: D. Scott Cacchione

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. David Scott Cacchione
First Document Date 24-Mar-2009
Initial Filing Format Civil Proceeding
Case Number 09-cv-01259
Allegation Type Broker Dealer
Federal District Court California, Northern District of California


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)


First Resolution Date 01-Apr-2009

Related Documents:

comp20970 24-Mar-2009 Complaint
court_doc10-09-cv-01259 01-Apr-2009 Court Docket Document
Final Judgment as to Defendant David Scott Cacchione
court_doc22-09-cv-01259 19-Feb-2010 Court Docket Document
Notice of Voluntary Dismissal of Plaintiffs' Claims for Disgorgement and Civil Penalties Against Defendant

Related Actions:

In the Matter of Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
In the Matter of David Scott Cacchione
SEC v. William J. "Boots" Del Biaggio III
In the Matter of William J. Del Biaggio III