Defendant Name: D. Scott Cacchione

Defendant Type: Individual

Document Reference: court_doc22-09-cv-01259

Document Details

Legal Case Name SEC v. David Scott Cacchione
Document Name Notice of Voluntary Dismissal of Plaintiffs' Claims for Disgorgement and Civil Penalties Against Defendant
Document Date 19-Feb-2010
Document Format Civil Proceeding
Case Number 09-cv-01259
Federal District Court California, Northern District of California
Federal District Judge Charles R. Breyer
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

SEC dismissal of claims for disgorgement and civil penalties in light of Cacchione's criminal sentence and restitution order in a related criminal action.

Related Documents:

comp20970 24-Mar-2009 Complaint
court_doc10-09-cv-01259 01-Apr-2009 Court Docket Document
Final Judgment as to Defendant David Scott Cacchione

Related Actions:

In the Matter of Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
In the Matter of David Scott Cacchione
SEC v. William J. "Boots" Del Biaggio III
In the Matter of William J. Del Biaggio III