Defendant Name: William J. "Boots" Del Biaggio III

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. William J. "Boots" Del Biaggio III
First Document Date 04-Dec-2008
Initial Filing Format Civil Proceeding
Case Number 08-cv-05450
Allegation Type Broker Dealer
Federal District Court California, Northern District of California


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Securities Act
Sec 17(a) (Not specified)
Sections 206(1), 206(2) Advisers Act


First Resolution Date 12-Dec-2008

Related Documents:

complaint_08-cv-05450 04-Dec-2008 Complaint
court_doc8_08-cv-05450 12-Dec-2008 Court Docket Document
Final Judgment as to Defendant William J. Del Baggio III
court_doc22_08-cv-054050 19-Feb-2010 Court Docket Document
Notice of Dismissal of Plaintiff's Claims for Disgorgement and Civil Penalties Against Defendant

Related Actions:

In the Matter of Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
SEC v. David Scott Cacchione
In the Matter of David Scott Cacchione
In the Matter of William J. Del Biaggio III