Defendant Name: William J. "Boots" Del Biaggio III

Defendant Type: Individual

Document Reference: court_doc8_08-cv-05450

Document Details

Legal Case Name SEC v. William J. Del Baggio III
Document Name Final Judgment as to Defendant William J. Del Baggio III
Document Date 12-Dec-2008
Document Format Civil Proceeding
Case Number 08-cv-05450
Federal District Court California, Northern District of California
Federal District Judge Charles R. Breyer
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
"The Court shall determine the amounts of the disgorgement and civil penalty upon motion of the Commission"
Monetary Penalties:

Disgorgement

(Penalty was noted in document, but no amount was listed)

Civil Penalty

(Penalty was noted in document, but no amount was listed)

Pre-Judgment Interest

(Penalty was noted in document, but no amount was listed)

Related Documents:

complaint_08-cv-05450 04-Dec-2008 Complaint
Complaint
court_doc22_08-cv-054050 19-Feb-2010 Court Docket Document
Notice of Dismissal of Plaintiff's Claims for Disgorgement and Civil Penalties Against Defendant

Related Actions:

In the Matter of Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
SEC v. David Scott Cacchione
In the Matter of David Scott Cacchione
In the Matter of William J. Del Biaggio III