Defendant Name:
William J. "Boots" Del Biaggio III
Defendant Type:
Individual
Document Reference:
court_doc8_08-cv-05450
Document Details
Legal Case Name
SEC v. William J. Del Baggio III
Document Name
Final Judgment as to Defendant William J. Del Baggio III
Document Date
12-Dec-2008
Document Format
Civil Proceeding
Case Number
08-cv-05450
Federal District Court
California, Northern District of California
Federal District Judge
Charles R. Breyer
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
Enjoinment
"The Court shall determine the amounts of the disgorgement and civil penalty upon motion of the Commission"
Monetary Penalties:
Disgorgement
(Penalty was noted in document, but no amount was listed)
Civil Penalty
(Penalty was noted in document, but no amount was listed)
Pre-Judgment Interest
(Penalty was noted in document, but no amount was listed)