Defendant Name:
Maurice R. Greenberg
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Maurice R. Greenberg and Howard I. Smith
First Document Date
06-Aug-2009
Initial Filing Format
Civil Proceeding
Case Number
09-cv-06939
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Director—Chairman at American International Group, Inc. (Until June 8, 2005)
- Former: CEO at American International Group, Inc. (Until March 14, 2005)
- Controlling Shareholder at American International Group, Inc.
Related Violations Alleged
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Maurice R. Greenberg is alleged to have controlled American International Group, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
07-Aug-2009
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
