Defendant Name:
John Houldsworth
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Houldsworth and Richard Napier
First Document Date
10-Jun-2005
Initial Filing Format
Civil Proceeding
Case Number
05-cv-05325
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CEO at Cologne Re Dublin (May 1990—June 2001)
- Former: Chief Underwriter for a business unit called Alternative Solutions at GE Funding Capital Market Services, Inc. (1998—June 6, 2005)
Related Violations Alleged
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
John Houldsworth is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Sec 13(b)(5) of the Exchange Act.
John Houldsworth is alleged to have aided and abetted American International Group, Inc.'s violation of Section 13(b)(2), Rule 13b2-1 Exchange Act.
John Houldsworth is alleged to have aided and abetted an unidentified individual or entity's violation of Section 13(b)(2) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
05-Aug-2005
Other Defendants in Action:
