Defendant Name: John Houldsworth

Defendant Type: Individual

Document Reference: court_doc7_05-cv-05325

Document Details

Legal Case Name Letter from the SEC to Chief Judge Loretta A. Preska
Document Name Letter from the SEC to Chief Judge Loretta A. Preska
Document Date 21-Dec-2009
Document Format Civil Proceeding
Case Number 05-cv-05325
Federal District Court New York, Southern District of New York
Federal District Judge Loretta A. Preska
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

SEC voluntarily withdrew with prejudice its request in the Amended Complaint for disgorgement, prejudgment interest and civil penalties

Related Documents:

comp19264 10-Jun-2005 Complaint
First Amended Complaint
court_doc6_05-cv-05325 05-Aug-2005 Court Docket Document
Partial Final Consent Judgment As to John Houldsworth

Other Defendants in Action:

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SEC v. Richard Ferguson, Elizabeth Monrad, Christian Milton, Robert Graham and Christopher Garand
SEC v. American International Group, Inc.