Defendant Name:
Richard Napier
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Houldsworth and Richard Napier
First Document Date
10-Jun-2005
Initial Filing Format
Civil Proceeding
Case Number
05-cv-05325
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: Senior Vice President at General Re Corporation (Until June 8, 2005)
Related Violations Alleged
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Richard Napier is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Sec 13(a) of the Exchange Act.
Richard Napier is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Richard Napier is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Richard Napier is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Sec 13(b)(5) of the Exchange Act.
Richard Napier is alleged to have aided and abetted American International Group, Inc.'s violation of Section 13(b)(2) Exchange Act; Rule 13b2-1 Exchange Act.
Richard Napier is alleged to have aided and abetted an unidentified individual or entity's violation of Section 13(b)(2) Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
First Resolution Date
27-Jun-2005
Other Defendants in Action:
