Defendant Name: Richard Napier

Defendant Type: Individual

Document Reference: comp19264

Document Details

Legal Case Name SEC v. John Houldsworth and Richard Napier
Document Name First Amended Complaint
Document Date 10-Jun-2005
Document Format Civil Proceeding
Case Number 05-cv-05325
Federal District Court New York, Southern District of New York
Federal District Judge Loretta A. Preska
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

  • Bar from acting as Director or Officer of a public company (of unspecified duration)

Related Documents:

court_doc4_05-cv-05325 27-Jun-2005 Court Docket Document
Partial Final Consent Judgment as to Richard Napier
court_doc7_05-cv-05325 21-Dec-2009 Court Docket Document
Letter from the SEC to Chief Judge Loretta A. Preska

Other Defendants in Action:

Related Actions:

SEC v. General Re Corporation
In the Matter of John Houldsworth, CA
In the Matter of Elizabeth Monrad, CPA
In the Matter of Robert D. Graham, Esq.
In the Matter of Howard I. Smith, CPA
SEC v. Maurice R. Greenberg and Howard I. Smith
SEC v. Richard Ferguson, Elizabeth Monrad, Christian Milton, Robert Graham and Christopher Garand
SEC v. American International Group, Inc.