Defendant Name:
Gregory Geswein
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gregory Geswein, Kevin Krakora, and Sandra Miller
First Document Date
02-Jun-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-01235
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Ohio, Northern District of Ohio
Affiliations
- Former: CFO at Diebold, Inc. (Until 2005)
- Former: Principal Accounting Officer at Diebold, Inc. (Until 2002)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sec 304(a) Sarbanes-Oxley Act
•
Rule 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Rule 12b-20 of the Exchange Act.
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Sec 13(a) of the Exchange Act.
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Rule 13a-11 of the Exchange Act.
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Rule 13a-13 of the Exchange Act.
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act.
Gregory Geswein is alleged to have aided and abetted Diebold, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 3 years
First Resolution Date
Headline Total Penalty and Disgorgement
$1,379,057
Other Defendants in Action:
