Defendant Name: Kevin Krakora

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Gregory Geswein, Kevin Krakora, and Sandra Miller
First Document Date 02-Jun-2010
Initial Filing Format Civil Proceeding
Case Number 10-cv-01235
Allegation Type Issuer Reporting and Disclosure
Federal District Court Ohio, Northern District of Ohio


Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 12b-20
Sec 13(a)
Rule 13a-1
Rule 13a-11
Rule 13a-13
Rule 13a-14
Sec 13(b)(2)(A)
Sec 13(b)(2)(B)
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Sec 304(a) Sarbanes-Oxley Act
Rules 13b2-1, 13b2-2 Exchange Act


First Resolution Date
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp21543-geswein 02-Jun-2010 Complaint
Complaint Demand for Jury Trial
court_doc137_10-cv-01235 26-May-2015 Court Docket Document
Consent Decree as to Defendant Kevin Krakora

Other Defendants in Action:

Related Actions:

SEC v. Diebold, Inc.
In the Matter of Michael McKenna, CPA
In the Matter of Charles Loveless, CPA
SEC v. Walden W. O'Dell