Securities Enforcement Empirical Database (SEED)

Defendant Name: Kevin Krakora

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Gregory Geswein, Kevin Krakora, and Sandra Miller

First Document Date 02-Jun-2010

Initial Filing Format Civil Proceeding

Case Number 10-cv-01235

Allegation Type Issuer Reporting and Disclosure

Federal District Court Ohio, Northern District of Ohio

Affiliations

Former: CFO at Diebold, Inc. (Until April 2009)
Former: Controller/Comptroller at Diebold, Inc. (Until 2005)
Former: Principal Accounting Officer; Principal at Diebold, Inc. (Until 2009)

Violations Alleged

Exchange Act

• Sec 10(b) + Rule 10b-5

• Rule 12b-20

• Sec 13(a)

• Rule 13a-1

• Rule 13a-11

• Rule 13a-13

• Rule 13a-14

• Sec 13(b)(2)(A)

• Sec 13(b)(2)(B)

• Sec 13(b)(5)

Securities Act

• Sec 17(a) (Not specified)

Other

• Sec 304(a) Sarbanes-Oxley Act

• Rules 13b2-1, 13b2-2 Exchange Act

Resolutions

Bars:

Bar from acting as Director or Officer of a public company for 3 years
Bar on practicing before the SEC as an Accountant for 3 years

First Resolution Date

Other Defendants in Action:

Gregory Geswein

Sandra Miller

Related Actions:

SEC v. Diebold, Inc.

Diebold, Incorporated

In the Matter of Michael McKenna, CPA

Michael McKenna

In the Matter of Charles Loveless, CPA

Charles Loveless

SEC v. Walden W. O'Dell

Walden O'Dell