Defendant Name:
Sandra Miller
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Gregory Geswein, Kevin Krakora, and Sandra Miller
First Document Date
02-Jun-2010
Initial Filing Format
Civil Proceeding
Case Number
10-cv-01235
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Ohio, Northern District of Ohio
Affiliations
- Former: Director of Corporate Accounting at Diebold, Inc. (Until 2006)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Sandra Miller is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
26-May-2015
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
