Defendant Name: Thomas F. O'Rourke

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Thomas F. O'Rourke
First Document Date 24-Feb-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-00564
Allegation Type Foreign Corrupt Practices Act
Federal District Court Texas, Southern District of Texas

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Other
Rule 13b2-1 Exchange Act

Related Violations Alleged

Thomas F. O'Rourke is alleged to have aided and abetted Noble Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Thomas F. O'Rourke is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Thomas F. O'Rourke is alleged to have aided and abetted Noble Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Thomas F. O'Rourke is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Thomas F. O'Rourke is alleged to have aided and abetted Noble Corporation's violation of Sec 30A of the Exchange Act (willfully/knowingly).
Thomas F. O'Rourke is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13b2-1 Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date 28-Mar-2012
Headline Total Penalty and Disgorgement $35,000

Related Documents:

complaint_12-cv-00564 24-Feb-2012 Complaint
Complaint
court_doc10_12-cv-00564 28-Mar-2012 Court Docket Document
Final Judgment as to Defendant Thomas F. O'Rourke

Related Actions:

SEC v. Noble Corporation
SEC v. Mark A. Jackson and James J. Ruehlen