Defendant Name:
Thomas F. O'Rourke
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Thomas F. O'Rourke
First Document Date
24-Feb-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-00564
Allegation Type
Foreign Corrupt Practices Act
Federal District Court
Texas, Southern District of Texas
Affiliations
- Former: Vice President at Noble Corporation (January 2007—January 2008)
- Former: Controller/Comptroller at Noble Corporation (September 2005—December 2006)
- Former: Director of Internal Audit at Noble Corporation (May 2003—September 2005)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Thomas F. O'Rourke is alleged to have aided and abetted Noble Corporation's violation of Sec 13(b)(2)(A) of the Exchange Act.
Thomas F. O'Rourke is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Thomas F. O'Rourke is alleged to have aided and abetted Noble Corporation's violation of Sec 13(b)(2)(B) of the Exchange Act.
Thomas F. O'Rourke is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Thomas F. O'Rourke is alleged to have aided and abetted Noble Corporation's violation of Sec 30A of the Exchange Act (willfully/knowingly).
Thomas F. O'Rourke is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13b2-1 Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
28-Mar-2012
Headline Total Penalty and Disgorgement
$35,000
