Defendant Name: James T. Crane

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of James T. Crane, CPA
First Document Date 13-Jan-2015
Initial Filing Format Administrative Action
File Number 3-16333
Allegation Type Issuer Reporting and Disclosure
AAER 3619

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Rule 13a-14
Other
• Rule 13b2-1, 13b2-2 Exchange Act; Section 105(c)(7)(B) Sarbanes-Oxley Act

Related Violations Alleged

James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date

Related Documents:

34-74039 13-Jan-2015 Administrative Proceeding
Order Instituting Public Administrative Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions

Related Actions:

SEC v. Subaye, Inc. and James T. Crane
Subaye, Inc.
James T. Crane
In the Matter of Bryce Walker, CA and Spence Walker, CA, CPA
Bryce Walker, CA
Spence Walker, CA, CPA