Defendant Name: Spence Walker, CA, CPA

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of Bryce Walker, CA and Spence Walker, CA, CPA
First Document Date 20-May-2014
Initial Filing Format Administrative Action
File Number 3-15877
Allegation Type Issuer Reporting and Disclosure
AAER 3555

Affiliations

Violations Alleged

Related Violations Alleged

Spence Walker, CA, CPA is alleged to have caused Subaye, Inc.'s violation of Sec 13(a) of the Exchange Act.
Spence Walker, CA, CPA is alleged to have caused Subaye, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Spence Walker, CA, CPA is alleged to have caused DNTW Chartered Accountants's violation of Regulation S-X Rule 2-02(b)(1).

Resolutions

Bars:
First Resolution Date 20-May-2014
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

34-72199 20-May-2014 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order

Other Defendants in Action:

Bryce Walker, CA

Related Actions:

SEC v. Subaye, Inc. and James T. Crane
Subaye, Inc.
James T. Crane
In the Matter of James T. Crane, CPA
James T. Crane