Defendant Name:
Spence Walker, CA, CPA
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Bryce Walker, CA and Spence Walker, CA, CPA
First Document Date
20-May-2014
Initial Filing Format
Administrative Action
File Number
3-15877
Allegation Type
Issuer Reporting and Disclosure
AAER
3555
Affiliations
- Former: Partner at DNTW Chartered Accountants
Violations Alleged
Related Violations Alleged
Spence Walker, CA, CPA is alleged to have caused Subaye, Inc.'s violation of Sec 13(a) of the Exchange Act.
Spence Walker, CA, CPA is alleged to have caused Subaye, Inc.'s violation of Rule 13a-1 of the Exchange Act.
Spence Walker, CA, CPA is alleged to have caused DNTW Chartered Accountants's violation of Regulation S-X Rule 2-02(b)(1).
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
First Resolution Date
20-May-2014
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action: