Defendant Name:
Spence Walker, CA, CPA
Defendant Type:
Individual
Document Reference:
34-72199
Document Details
Legal Case Name
In the Matter of Bryce Walker, CA and Spence Walker, CA, CPA
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
20-May-2014
Document Format
Administrative Proceeding
AAER
3555
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Full cooperation with the SEC's investigation of Subaye
Bars:
- Bar on practicing before the SEC as an Accountant for 1 year
Monetary Penalties:
Disgorgement
Individual:
Shared:
$128,000.00
Shared with: Bryce Walker, CA
Pre-Judgment Interest
Individual:
Shared:
$10,954.00
Shared with: Bryce Walker, CA
Other Defendants in Action: