Defendant Name:
James T. Crane
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Subaye, Inc. and James T. Crane
First Document Date
08-May-2013
Initial Filing Format
Civil Proceeding
Case Number
13-cv-03114
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
New York, Southern District of New York
Affiliations
- Former: CFO at Subaye, Inc. (October 29, 2007—March 10, 2011)
Violations Alleged
•
Rule 13b2-1, 13b2-2 Exchange Act; Section 105(c)(7)(B) Sarbanes Oxley Act
Related Violations Alleged
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
James T. Crane is alleged to have aided and abetted
Subaye, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
First Resolution Date
20-Oct-2014
Headline Total Penalty and Disgorgement
$150,000
Other Defendants in Action:
