Defendant Name: James T. Crane

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Subaye, Inc. and James T. Crane
First Document Date 08-May-2013
Initial Filing Format Civil Proceeding
Case Number 13-cv-03114
Allegation Type Issuer Reporting and Disclosure
Federal District Court New York, Southern District of New York

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Other
Rule 13b2-1, 13b2-2 Exchange Act; Section 105(c)(7)(B) Sarbanes Oxley Act

Related Violations Alleged

James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Rule 13a-11 of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
James T. Crane is alleged to have aided and abetted Subaye, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
James T. Crane is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 20-Oct-2014

Related Documents:

comp22698 08-May-2013 Complaint
Complaint: Jury Trial Demanded
court_doc50_13-cv-03114 20-Oct-2014 Court Docket Document
Final Judgment as to Defendant James T. Crane

Other Defendants in Action:

Related Actions:

In the Matter of James T. Crane, CPA
In the Matter of Bryce Walker, CA and Spence Walker, CA, CPA