Defendant Name: Justin M. Scott

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Justin M. Scott and Omid Kamshad
First Document Date 28-Oct-2003
Initial Filing Format Civil Proceeding
Case Number 03-cv-12082
Allegation Type Investment Advisers/Investment Companies
Federal District Court Massachusetts, District of Massachusetts

Affiliations

Violations Alleged

Other
• Sections 206(1), 206(2) Investment Advisers Act

Resolutions

First Resolution Date 04-Jun-2007
Headline Total Penalty and Disgorgement $1,519,780

Related Documents:

comp18428 28-Oct-2003 Complaint
Complaint: Jury Trial Demanded
court_doc200_03-cv-12082 04-Jun-2007 Court Docket Document
Final Judgment as to Defendant Justin Scott

Other Defendants in Action:

Omid Kamshad

Related Actions:

In the Matter of Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
Federated Securities Corp.
Federated Shareholder Services Company
Federated Investment Management Company
In the Matter of Putnam Investment Management, LLC
Putnam Investment Management, LLC
In the Matter of Justin Scott
Justin M. Scott
In the Matter of Omid Kamshad
Omid Kamshad