Securities Enforcement Empirical Database (SEED)

Defendant Name: Omid Kamshad

Defendant Type: Individual

Legal Case Name In the Matter of Omid Kamshad

First Document Date 04-Jun-2007

Initial Filing Format Administrative Action

File Number 3-12651

Allegation Type Investment Advisers/Investment Companies

Other

• Sections 206(1), 206(2) Investment Advisers Act

Bars:

Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 12 months

First Resolution Date

In the Matter of Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company

Federated Securities Corp.

Federated Shareholder Services Company

Federated Investment Management Company

In the Matter of Putnam Investment Management, LLC

Putnam Investment Management, LLC

SEC v. Justin M. Scott and Omid Kamshad

Omid Kamshad

Justin M. Scott

In the Matter of Justin Scott

Justin M. Scott