Defendant Name:
Justin M. Scott
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Justin Scott
First Document Date
04-Jun-2007
Initial Filing Format
Administrative Action
File Number
3-12650
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: Chief Investment Officer at Putnam Investments
- Former: Managing Director at Putnam Investments
- Former: Portfolio Manager at Putnam Investments
Violations Alleged
•
Sections 206(1), 206(2) Investment Advisers Act
Resolutions
Bars:
- Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 12 months
First Resolution Date
