Defendant Name: Justin M. Scott

Defendant Type: Individual

Document Reference: IA-2608

Document Details

Legal Case Name In the Matter of Justin Scott
Document Name Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions
Document Date 04-Jun-2007
Document Format Administrative Proceeding
File Number 3-12650
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization for 12 months

Related Actions:

In the Matter of Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
In the Matter of Putnam Investment Management, LLC
SEC v. Justin M. Scott and Omid Kamshad
In the Matter of Omid Kamshad