Defendant Name:
Boxun Zhang
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. SinoTech Energy Limited, Qingzeng Liu, Guoqiang Xin, and Boxun Zhang
First Document Date
23-Apr-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-00960
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Louisiana, Western District of Louisiana
Affiliations
- Former: CFO at Sinotech Energy Limited (Until September 22, 2011)
Violations Alleged
•
Rule 13b2-1 Exchange Act
Related Violations Alleged
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Rule 12b-20 of the Exchange Act.
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 13(a) of the Exchange Act.
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Rule 13a-1 of the Exchange Act.
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Boxun Zhang is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 17(a)(2) of the Securities Act.
Resolutions
First Resolution Date
06-Jun-2013
Other Defendants in Action:
