Defendant Name: Qingzeng Liu

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. SinoTech Energy Limited, Qingzeng Liu, Guoqiang Xin, and Boxun Zhang
First Document Date 23-Apr-2012
Initial Filing Format Civil Proceeding
Case Number 12-cv-00960
Allegation Type Issuer Reporting and Disclosure
Federal District Court Louisiana, Western District of Louisiana

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
• Sec 20(a)
Other
• Rule 13b2-1 Exchange Act

Related Violations Alleged

Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Rule 12b-20 of the Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Rule 12b-20 of the Exchange Act.
Qingzeng Liu is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Sec 13(a) of the Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Sec 13(a) of the Exchange Act.
Qingzeng Liu is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Rule 13a-1 of the Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Rule 13a-1 of the Exchange Act.
Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Qingzeng Liu is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Qingzeng Liu is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have aided and abetted Sinotech Energy Limited's violation of Rule 13a-16 Exchange Act.
Qingzeng Liu is alleged to have controlled Sinotech Energy Limited's violation of Rule 13a-16 Exchange Act.
Qingzeng Liu is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act (willfully/knowingly).
Qingzeng Liu is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-16 Exchange Act (willfully/knowingly).

Resolutions

Bars:
First Resolution Date 21-Dec-2012

Related Documents:

comp-pr2012-74 23-Apr-2012 Complaint
Complaint
court_doc22_12-cv-00960 21-Dec-2012 Court Docket Document
Final Judgment as to Defendant Qingzeng Liu

Other Defendants in Action:

Sinotech Energy Limited
Boxun Zhang
Guoqiang Xin