Initial Case Details
Legal Case Name
SEC v. SinoTech Energy Limited, Qingzeng Liu, Guoqiang Xin, and Boxun Zhang
First Document Date
23-Apr-2012
Initial Filing Format
Civil Proceeding
Case Number
12-cv-00960
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Louisiana, Western District of Louisiana
Related Violations Alleged
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Guoqiang Xin is alleged to have controlled
Sinotech Energy Limited's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Rule 12b-20 of the Exchange Act.
Guoqiang Xin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 13(a) of the Exchange Act.
Guoqiang Xin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Rule 13a-1 of the Exchange Act.
Guoqiang Xin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Guoqiang Xin is alleged to have controlled
Sinotech Energy Limited's violation of Sec 13(b)(2)(A) of the Exchange Act.
Guoqiang Xin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Guoqiang Xin is alleged to have controlled
Sinotech Energy Limited's violation of Sec 13(b)(2)(B) of the Exchange Act.
Guoqiang Xin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have aided and abetted
Sinotech Energy Limited's violation of Sec 17(a)(2) of the Securities Act.
Guoqiang Xin is alleged to have controlled
Sinotech Energy Limited's violation of Sec 17(a)(2) of the Securities Act.
Guoqiang Xin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-16 Exchange Act (willfully/knowingly).
Guoqiang Xin is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-16 Exchange Act (willfully/knowingly).
