Defendant Name:
John Isaac
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Live Ventures Incorporated; JanOne Inc.; John Isaac a/k/a/ Jon Isaac; Kingston Diversified Holdings LLC; and Virland A. Johnson
First Document Date
02-Aug-2021
Initial Filing Format
Civil Proceeding
Case Number
21-cv-01433
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Nevada, District of Nevada
Affiliations
- Current: CEO at Live Ventures Incorporated (From January 2012)
- Current: President at Live Ventures Incorporated (From January 2012)
- Former: CFO at Live Ventures Incorporated (February 2013—January 2017)
Violations Alleged
•
Rules 13b2-1, 13b2-2 Exchange Act
Additionally,
Virland A. Johnson is alleged to have aided and abetted John Isaac's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
Related Violations Alleged
John Isaac is alleged to have aided and abetted
Live Ventures Incorporated's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted
Live Ventures Incorporated's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted
Live Ventures Incorporated's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted
Live Ventures Incorporated's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted
Live Ventures Incorporated's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted
Live Ventures Incorporated's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
Resolutions
First Resolution Date
Other Defendants in Action:
