Defendant Name: John Isaac

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Live Ventures Incorporated; JanOne Inc.; John Isaac a/k/a/ Jon Isaac; Kingston Diversified Holdings LLC; and Virland A. Johnson
First Document Date 02-Aug-2021
Initial Filing Format Civil Proceeding
Case Number 21-cv-01433
Allegation Type Issuer Reporting and Disclosure
Federal District Court Nevada, District of Nevada

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Rule 13a-14
Sec 13(b)(5)
Sec 14(a)
Rule 14a-3
Securities Act
Sec 17(a)(1)
Sec 17(a)(2)
Sec 17(a)(3)
Other
Rules 13b2-1, 13b2-2 Exchange Act
Additionally, Virland A. Johnson is alleged to have aided and abetted John Isaac's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).

Related Violations Alleged

John Isaac is alleged to have aided and abetted Live Ventures Incorporated's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted Live Ventures Incorporated's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted Live Ventures Incorporated's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted Live Ventures Incorporated's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted Live Ventures Incorporated's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
John Isaac is alleged to have aided and abetted Live Ventures Incorporated's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).

Resolutions

First Resolution Date

Related Documents:

comp25155 02-Aug-2021 Complaint
Complaint
court_doc76_21-cv-01433 21-Sep-2022 Complaint
First Amended Compliant

Other Defendants in Action: