Defendant Name:
        
        Virland A. Johnson
    
    Defendant Type:
    
        Individual
    
    Initial Case Details
    
    
        
            Legal Case Name
        
        
            SEC v. Live Ventures Incorporated; JanOne Inc.; John Isaac a/k/a/ Jon Isaac; Kingston Diversified Holdings LLC; and Virland A. Johnson
        
    
    
        First Document Date
        02-Aug-2021
    
    
        Initial Filing Format
        Civil Proceeding
    
    
        Case Number
        21-cv-01433
    
    
        
            Allegation Type
        
        Issuer Reporting and Disclosure
    
    
        
            
                Federal District Court
            
            
                Nevada, District of Nevada
            
        
     
    
        Affiliations
        
                - Current: CFO at Live Ventures Incorporated (From January 3, 2017)
 
                - Current: CFO at JanOne Inc. (From August 2017)
 
                - Former: Consultant at Live Ventures Incorporated (From November 2016)
 
        
     
    
        Violations Alleged
            
            
            
            
                    
                
                    
                        •
                    
                    Rules 13b2-1, 13b2-2 Exchange Act
                
             
     
        
            Related Violations Alleged
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
John Isaac's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Rule 12b-20 of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Sec 13(a) of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Rule 13a-1 of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Rule 13a-13 of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Sec 13(b)(2)(A) of the Exchange Act (willfully/knowingly).
                
 
                
                    Virland A. Johnson is alleged to have aided and abetted 
Live Ventures Incorporated's violation of Sec 13(b)(2)(B) of the Exchange Act (willfully/knowingly).
                
 
         
    
        Resolutions
        
            
                First Resolution Date
            
            
                
            
        
     
    
    
        Other Defendants in Action: