Defendant Name: Kingston Diversified Holdings LLC

Defendant Type: Other

Initial Case Details

Legal Case Name SEC v. Live Ventures Incorporated; JanOne Inc.; John Isaac a/k/a/ Jon Isaac; Kingston Diversified Holdings LLC; and Virland A. Johnson
First Document Date 02-Aug-2021
Initial Filing Format Civil Proceeding
Case Number 21-cv-01433
Allegation Type Issuer Reporting and Disclosure
Federal District Court Nevada, District of Nevada

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5
Securities Act
• Sec 17(a)(1)
• Sec 17(a)(3)
• Sec 17(a) (Not specified)

Resolutions

First Resolution Date 23-Jul-2024
Headline Total Penalty and Disgorgement $25,462

Related Documents:

comp25155 02-Aug-2021 Complaint
Complaint
court_doc76_21-cv-01433 21-Sep-2022 Complaint
First Amended Compliant
court_doc154_21-cv-01433 23-Jul-2024 Court Docket Document
Final Judgment as to Defendant Kingston Diversified Holdings LLC

Other Defendants in Action:

Live Ventures Incorporated
JanOne Inc.
John Isaac
Virland A. Johnson