Defendant Name: Robert Scott Parkhurst

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Robert Scott Parkhurst
First Document Date 02-Sep-2021
Initial Filing Format Civil Proceeding
Case Number 21-cv-00657
Allegation Type Insider Trading
Federal District Court Indiana, Northern District of Indiana

Affiliations

Violations Alleged

Exchange Act
• Sec 10(b) + Rule 10b-5

Resolutions

First Resolution Date 08-Oct-2021
Headline Total Penalty and Disgorgement $15,995

Related Documents:

comp25196-2 02-Sep-2021 Complaint
Complaint
court_doc4_21-cv-00657 08-Oct-2021 Court Docket Document
Final Judgment As To Defendant Robert Scott Parkhurst

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Cavco Industries, Inc.
Joseph Stegmayer
Daniel Urness
In the Matter of Daniel Urness, CPA
Daniel Urness