Defendant Name:
Daniel Urness
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Cavco Industries, Inc.; Joseph Stegmayer; and Daniel Urness
First Document Date
02-Sep-2021
Initial Filing Format
Civil Proceeding
Case Number
21-cv-01507
Allegation Type
Insider Trading
Federal District Court
Arizona, District of Arizona
Affiliations
- Former: CEO at Cavco Industries, Inc. (October 2018—2019)
- Former: Chief Compliance Officer at Cavco Industries, Inc. (2014—August 2018)
- Former: CFO at Cavco Industries, Inc. (2005—August 2018)
Violations Alleged
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Daniel Urness is alleged to have aided and abetted
Cavco Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Daniel Urness is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
First Resolution Date
02-May-2024
Headline Total Penalty and Disgorgement
$100,000
Other Defendants in Action:
