Defendant Name: Daniel Urness

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Cavco Industries, Inc.; Joseph Stegmayer; and Daniel Urness
First Document Date 02-Sep-2021
Initial Filing Format Civil Proceeding
Case Number 21-cv-01507
Allegation Type Insider Trading
Federal District Court Arizona, District of Arizona

Affiliations

Violations Alleged

Exchange Act
Sec 13(b)(5)
Other
Rule 13b2-2 Exchange Act

Related Violations Alleged

Daniel Urness is alleged to have aided and abetted Cavco Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Daniel Urness is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

First Resolution Date 02-May-2024
Headline Total Penalty and Disgorgement $100,000

Related Documents:

comp25196 02-Sep-2021 Complaint
Complaint
court_doc190_21-cv-01507 02-May-2024 Court Docket Document
Final Judgment as to Defendant Daniel Urness

Other Defendants in Action:

Related Actions:

SEC v. Robert Scott Parkhurst
In the Matter of Daniel Urness, CPA