Defendant Name:
Joseph Stegmayer
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. Cavco Industries, Inc.; Joseph Stegmayer; and Daniel Urness
First Document Date
02-Sep-2021
Initial Filing Format
Civil Proceeding
Case Number
21-cv-01507
Allegation Type
Insider Trading
Federal District Court
Arizona, District of Arizona
Affiliations
- Former: CEO at Cavco Industries, Inc. (2003—2018)
- Former: Director of Strategic Initiatives at Cavco Industries, Inc. (2018—January 2020)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Rule 13b2-2 Exchange Act
Related Violations Alleged
Joseph Stegmayer is alleged to have aided and abetted
Cavco Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Joseph Stegmayer is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
First Resolution Date
07-Sep-2021
Headline Total Penalty and Disgorgement
$1,480,000
Other Defendants in Action:
