Defendant Name: Joseph Stegmayer

Defendant Type: Individual

Initial Case Details

Legal Case Name SEC v. Cavco Industries, Inc.; Joseph Stegmayer; and Daniel Urness
First Document Date 02-Sep-2021
Initial Filing Format Civil Proceeding
Case Number 21-cv-01507
Allegation Type Insider Trading
Federal District Court Arizona, District of Arizona

Affiliations

Violations Alleged

Exchange Act
Sec 10(b) + Rule 10b-5
Sec 13(b)(5)
Securities Act
Sec 17(a) (Not specified)
Other
Rule 13b2-2 Exchange Act

Related Violations Alleged

Joseph Stegmayer is alleged to have aided and abetted Cavco Industries, Inc.'s violation of Sec 13(b)(2)(B) of the Exchange Act.
Joseph Stegmayer is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.

Resolutions

Bars:
First Resolution Date 07-Sep-2021
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

comp25196 02-Sep-2021 Complaint
Complaint
court_doc8_21-cv-01507 07-Sep-2021 Court Docket Document
Consent Judgement as to Defendant Joseph Stegmayer

Other Defendants in Action:

Related Actions:

SEC v. Robert Scott Parkhurst