Defendant Name: Albert C. Johnson

Defendant Type: Individual

Initial Case Details

Legal Case Name In the Matter of J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III
First Document Date 10-Dec-2012
Initial Filing Format Administrative Action
File Number 3-15127
Allegation Type Investment Advisers/Investment Companies

Affiliations

Violations Alleged

Related Violations Alleged

Albert C. Johnson is alleged to have caused RMK High Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Albert C. Johnson is alleged to have caused RMK Multi-Sector High Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Albert C. Johnson is alleged to have caused RMK Strategic Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Albert C. Johnson is alleged to have caused RMK Advantage Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Albert C. Johnson is alleged to have caused Morgan Keegan Select Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.

Resolutions

First Resolution Date 13-Jun-2013

Related Documents:

IC-30300 10-Dec-2012 Administrative Proceeding
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 9(b) and 9(f) of the Investment Company Act of 1940
IC-30557 13-Jun-2013 Administrative Proceeding
Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 9(f) of the Investment Company Act of 1940

Other Defendants in Action:

Related Actions:

In the Matter of Morgan Asset Management, Inc. Morgan Keegan & Company, Inc. James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA