Defendant Name:
J. Kenneth Alderman
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III
First Document Date
10-Dec-2012
Initial Filing Format
Administrative Action
File Number
3-15127
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: Director—Interested Director at RMK High Income Fund, Inc. (2003—2007)
Violations Alleged
Related Violations Alleged
J. Kenneth Alderman is alleged to have caused RMK High Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
J. Kenneth Alderman is alleged to have caused RMK Multi-Sector High Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
J. Kenneth Alderman is alleged to have caused RMK Strategic Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
J. Kenneth Alderman is alleged to have caused RMK Advantage Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
J. Kenneth Alderman is alleged to have caused Morgan Keegan Select Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Resolutions
First Resolution Date
13-Jun-2013
Other Defendants in Action:
