Defendant Name:
Jack R. Blair
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of J. Kenneth Alderman, CPA; Jack R. Blair; Albert C. Johnson, CPA; James Stillman R. McFadden; Allen B. Morgan Jr.; W. Randall Pittman, CPA; Mary S. Stone, CPA; and Archie W. Willis III
First Document Date
10-Dec-2012
Initial Filing Format
Administrative Action
File Number
3-15127
Allegation Type
Investment Advisers/Investment Companies
Affiliations
- Former: Director—Audit Committee at RMK High Income Fund, Inc. (2005—2007)
- Former: Director—Independent Director at RMK High Income Fund, Inc. (2005—2007)
Violations Alleged
•
The Funds: Rule 38a-1 Investment Company Act
Related Violations Alleged
Jack R. Blair is alleged to have caused RMK High Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Jack R. Blair is alleged to have caused RMK Multi-Sector High Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Jack R. Blair is alleged to have caused RMK Strategic Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Jack R. Blair is alleged to have caused RMK Advantage Income Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Jack R. Blair is alleged to have caused Morgan Keegan Select Fund, Inc.'s violation of Rule 38a-1 Investment Company Act.
Resolutions
First Resolution Date
13-Jun-2013
Other Defendants in Action:
