Defendant Name:
David Kreinberg
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of David Kreinberg, CPA
First Document Date
06-Nov-2006
Initial Filing Format
Administrative Action
File Number
3-12469
Allegation Type
Issuer Reporting and Disclosure
AAER
2510
Affiliations
- Former: Director—No Specific Position Named in Document at Ulticom, Inc. (April 2000—April 28, 2006)
- Former: Vice President at Comverse Technology, Inc. (1996—May 1999)
- Former: CFO at Comverse Technology, Inc. (1999—April 28, 2006)
- Former: CFO at Ulticom, Inc. (December 1999—September 2001)
- Former: Treasurer at Comverse Technology, Inc. (1996—May 1999)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rules 13b2-1, 13b2-2, 16a-3 Exchange Act
Related Violations Alleged
David Kreinberg is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
David Kreinberg is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
David Kreinberg is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
David Kreinberg is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
David Kreinberg is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
David Kreinberg is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
First Resolution Date
