Defendant Name:
William F. Sorin
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of William F. Sorin, Esq.
First Document Date
30-Jan-2007
Initial Filing Format
Administrative Action
File Number
3-12552
Allegation Type
Issuer Reporting and Disclosure
AAER
2549
Affiliations
- Former: Director—Compensation Committee at Ulticom, Inc. (2000—June 2004)
- Former: Director—No Specific Position Named in Document at Comverse Technology, Inc. (October 1984—May 1, 2006)
- Former: Director—No Specific Position Named in Document at Ulticom, Inc. (2000—June 2004)
- Former: General Counsel at Comverse Technology, Inc. (October 1984—May 1, 2006)
- Former: Corporate Secretary at Comverse Technology, Inc. (October 1984—May 1, 2006)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Section 16(a) Exchange Act; Rules 13b2-1, 13b2-2, 16a-3 Exchange Act
Related Violations Alleged
William F. Sorin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
William F. Sorin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
William F. Sorin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-1 of the Exchange Act.
William F. Sorin is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
William F. Sorin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
William F. Sorin is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Attorney (of unspecified duration)
First Resolution Date
