Defendant Name:
Scott David Mahoney
Defendant Type:
Individual
Initial Case Details
Legal Case Name
In the Matter of Scott David Mahoney
First Document Date
04-Nov-2022
Initial Filing Format
Administrative Action
File Number
3-21230
Allegation Type
Issuer Reporting and Disclosure
AAER
4363
Affiliations
- Current: Director—No Specific Position Named in Document at Taronis Technologies, Inc. (From November 2018)
- Current: Director—No Specific Position Named in Document at Taronis Fuels, Inc. (Until April 2, 2021)
- Current: CEO at Taronis Technologies, Inc. (From November 2018)
- Current: CEO at Taronis Fuels, Inc. (Until April 2, 2021)
- Current: CFO at Taronis Technologies, Inc. (December 2020—December 2020)
- Current: Treasurer at Taronis Technologies, Inc. (December 2020—December 2020)
Violations Alleged
•
Sec 17(a) (Not specified)
•
Sec 304(a) Sarbanes-Oxley Act
•
Rules 13b2-1, 13b2-2 Exchange Act
Related Violations Alleged
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
Scott David Mahoney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Rule 12b-20 of the Exchange Act.
Scott David Mahoney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Sec 13(a) of the Exchange Act.
Scott David Mahoney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-11 of the Exchange Act.
Scott David Mahoney is alleged to have aided and abetted an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Rule 13a-13 of the Exchange Act.
Scott David Mahoney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(A) of the Exchange Act.
Scott David Mahoney is alleged to have aided and abetted an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Scott David Mahoney is alleged to have controlled an unidentified individual or entity's violation of Sec 13(b)(2)(B) of the Exchange Act.
Resolutions
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
First Resolution Date
