Defendant Name: Kudu Investment Holdings, LLC

Defendant Type: Subsidiary of Public Company
Public Company Parent: White Mountains Insurance Group, Ltd.
SIC Code: 6719
CUSIP: G9618E10

Initial Case Details

Legal Case Name In the Matter of Kudu Investment Holdings, LLC
First Document Date 13-Dec-2024
Initial Filing Format Administrative Action
File Number 3-22351
Allegation Type Investment Advisers/Investment Companies

Violations Alleged

Other
• Rule 204(b)-1 Advisers Act

Resolutions

First Resolution Date 13-Dec-2024
Headline Total Penalty and Disgorgement

See Related Documents

Related Documents:

IA-6791 13-Dec-2024 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 203(e) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
On December 13, 2024, the SEC instituted settled administrative and cease-and-desist proceedings against Kudu Investment Holdings, LLC, stating: "This matter involves Kudu's violations of the reporting provisions of Rule 204(b)-1 under the Advisers Act."
IA-6791-s 13-Dec-2024 Administrative Summary
SEC Charges Seven Private Fund Advisers For Repeatedly Failing To File Form PF
On December 13, 2024, the SEC "announced settlements with seven registered investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk."