Defendant Name:
John Fanning
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Fanning, Coreen Kraysler, Martin Kay, Paul Riss, Cecilia Lenk, and Netcapital Inc.
First Document Date
10-Aug-2026
Initial Filing Format
Civil Proceeding
Case Number
26-cv-13665
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Advisor at Netcapital Inc.
Related Violations Alleged
John Fanning is alleged to have aided and abetted
Netcapital Inc.'s violation of Sec 10(b) + Rule 10b-5 of the Exchange Act.
John Fanning is alleged to have aided and abetted
Netcapital Inc.'s violation of Sec 17(a)(2) of the Securities Act.
Resolutions
First Resolution Date
Other Defendants in Action:
