Defendant Name:
Martin Kay
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Fanning, Coreen Kraysler, Martin Kay, Paul Riss, Cecilia Lenk, and Netcapital Inc.
First Document Date
10-Aug-2026
Initial Filing Format
Civil Proceeding
Case Number
26-cv-13665
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Former: Director—No Specific Position Named in Document at Netcapital Inc. (May 15, 2022—December 3, 2025)
- Former: CEO at Netcapital Inc. (January 3, 2023—December 3, 2025)
Violations Alleged
•
Rule 13b2-2 Exchange Act
Resolutions
First Resolution Date
Other Defendants in Action:
