Defendant Name:
Cecilia Lenk
Defendant Type:
Individual
Initial Case Details
Legal Case Name
SEC v. John Fanning, Coreen Kraysler, Martin Kay, Paul Riss, Cecilia Lenk, and Netcapital Inc.
First Document Date
10-Aug-2026
Initial Filing Format
Civil Proceeding
Case Number
26-cv-13665
Allegation Type
Issuer Reporting and Disclosure
Federal District Court
Massachusetts, District of Massachusetts
Affiliations
- Current: Director—No Specific Position Named in Document at Netcapital Inc. (From 2017)
- Former: CEO at Netcapital Inc. (July 28, 2017—January 3, 2023)
- Current: CEO at Netcapital Advisors, Inc. (From January 2023)
Resolutions
Bars:
- Bar from participating in the issuance, purchase, offer, or sale of any security (of permanent duration)
First Resolution Date
12-Aug-2026
Headline Total Penalty and Disgorgement
See Related Documents
Other Defendants in Action:
