Defendant Name:
Raymond James Financial Services, Inc.
Defendant Type:
Subsidiary of Public Company
Document Reference:
court_doc31_13-cv-12856
Document Details
Legal Case Name
SEC v. Mack D. Murrell, David A. Teekell, and Charles W. Adams, Defendants, and Raymond James Financial Services, Inc., Relief Defendant.
Document Name
Final Judgment as to Relief Defendant Raymond James Financial Services, Inc.
Document Date
13-Jan-2014
Document Format
Civil Proceeding
Case Number
13-cv-12856
Federal District Court
Michigan, Eastern District of Michigan
Federal District Judge
Thomas L. Ludington
Allegation Type
Insider Trading
Document Summary
On January 13, 2014, Judge Thomas L. Ludington entered Final Judgment as to relief defendant Raymond James Financial Services, Inc. Raymond James Financial Services, Inc. consented to the entry of the Final Judgment without admitting or denying the allegations of the SEC's complaint (except as otherwise provided in the Final Judgment order). The Final Judgment provided that, "solely for purposes of exceptions to discharge set forth in Section 523 of the Bankruptcy Code ... the allegations in the complaint are true and admitted by Defendant".
Other Defendants in Action:
