Defendant Name: MDC Partners Inc.

Defendant Type: Public Company

Document Reference: 2017-21

Document Details

Legal Case Name In the Matter of MDC Partners Inc.
Document Name Company Settles Charges Over Undisclosed Perks and Improper Use of Non-GAAP Measures
Document Date 18-Jan-2017
Document Format Administrative Proceeding
File Number 3-17795
AAER 3849
Allegation Type Issuer Reporting and Disclosure
Document Summary On January 18, 2017 the SEC announced in a press release that "New York-based marketing company MDC Partners has agreed to pay a $1.5 million penalty to settle charges that it failed to disclose certain perks enjoyed by its then-CEO and separately violated non-GAAP financial measure disclosure rules."

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution

Related Documents:

33-10283 18-Jan-2017 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
On January 18, 2017 the SEC instituted a settled proceeding against MDC Partners Inc. According to the SEC: "This matter arises from two sets of federal securities laws violations involving MDC Partners Inc., a publicly-traded marketing firm."

Related Actions:

In the Matter of Michael C. Sabatino, CPA
Michael C. Sabatino, CPA
In the Matter of Miles S. Nadal
Miles S. Nadal