Defendant Name:
Phillip R. Jacoby, Jr.
Defendant Type:
Individual
Document Reference:
judg25671
Document Details
Legal Case Name
SEC v. Osiris Therapeutics, Inc.; Phillip R. Jacoby, Jr.; Gregory I. Law; Lode B. Debrabandere; and Boddy Dwayne Montgomery
Document Name
Final Judgment as to Defendant Philip R. Jacoby, Jr.
Document Date
17-Mar-2023
Document Format
Civil Proceeding
Case Number
17-cv-03230
Federal District Court
Maryland, District of Maryland
Federal District Judge
Stephanie A. Gallagher
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court ordered that: "payment of all but $45,000 of the reimbursement pursuant to Section 304(a) of the Sarbanes-Oxley Act is waived."
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Clawback provision ex Section 304(a) SOX
Individual:
$223,965.88
Shared:
Other Defendants in Action:
