Defendant Name:
Signature Worldwide Advisors, LLC
Defendant Type:
Other
Document Reference:
comp21224
Document Details
Legal Case Name
SEC v. K&L International Enterprises, Inc., Signature Leisure, Inc., Signature Worldwide Advisors, LLC, Stephen W. Carnes, Lawrence A. Powalisz, Enzyme Environmental Solutions, Inc. and Jared E. Hochstedler
Document Name
Complaint
Document Date
24-Sep-2009
Document Format
Civil Proceeding
Case Number
09-cv-01638
Federal District Court
Florida, Middle District of Florida
Allegation Type
Securities Offering
Document Summary
According to the SEC: "Defendants Stephen Carnes and Lawrence Powalisz, in collaboration with the other defendants, are selling billions of shares of stock in "microcap" companies to the investing public without adhering to the registration requirements of Section 5 of the Securities Act of 1933 ("Securities Act"). "
Other Defendants in Action:
