Defendant Name: UTStarcom, Inc.

Defendant Type: Public Company

Document Reference: court_doc10_09-cv-06094

Document Details

Legal Case Name SEC v. UTStarcom, Inc.
Document Name Final Judgment as to Defendant UTStarcom, Inc.
Document Date 14-Apr-2010
Document Format Civil Proceeding
Case Number 09-cv-06094
Federal District Court California, Northern District of California
Federal District Judge Thelton E. Henderson
Allegation Type Foreign Corrupt Practices Act
Document Summary On April 13, 2010, Federal District Judge Thelton E. Henderson entered final judgment against UTStarcom, Inc. pursuant to UTStarcom's consent.

Disgorgement & Penalty Information

Resolutions
Enjoinment
Other Compliance Related Undertaking
Various undertakings
Monetary Penalties:

Civil Penalty

Individual:     $1,500,000.00 Shared:    

Related Documents:

comp21357 31-Dec-2009 Complaint
Complaint
On December 31, 2009, the SEC filed a complaint against UTStarcom, Inc. alleging violations of the Foreign Corrupt Practices Act.
LR-21357 31-Dec-2009 Litigation Release
SEC Charges California Telecom Company with Bribery and Other FCPA Violations
On December 31, 2009, the SEC issued a litigation release announcing that it submitted a settled complaint against UTStarcom, Inc. for violations of the Foreign Corrupt Practices Act.
2009-277 31-Dec-2009 Press Release--Civil Action
SEC Charges California Telecom Company With Bribery and Other FCPA Violations
On December 31, 2009, the SEC announced that it charged UTStarcom, Inc. with violations of the Foreign Corrupt Practices Act for authorizing nearly $7 million in illicit payments to foreign government officials in Asia. The Commission also alleges the company provided gifts, included all-expenses paid trips to government customers in China and Taiwan.

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In the Matter of UTStarcom, Inc., Hong Liang Lu and Michael J. Sophie
UTStarcom, Inc.
Hong Liang Lu
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