Defendant Name:
        
        Michael A. Carroll
    
    Defendant Type:
    
        Individual
    
    
        
            Document Reference:
        
        court_doc37_19-cv-07199
    
    Document Details
    
    
        
            Legal Case Name
        
        SEC v. Michael A. Carroll, Michael V. Pappagallo, Steven A. Splain, and Michael Mortimer
    
    
        
        
            Document Name
        
        
            Amended Complaint and Jury Demand
        
    
    
        
        
            Document Date
        
        
            03-Dec-2019
        
    
    
    
        
        
            Document Format
        
        
            Civil Proceeding
        
    
    
    
        
            
                Case Number
            
            
                19-cv-07199
            
        
            
                
                    Federal District Court
                
                
                    New York, Southern District of New York
                
            
             
    
    
        
            Allegation Type
        
        
            
            Issuer Reporting and Disclosure
        
    
 
    
        
    
            
    
    
        Other Defendants in Action: