Defendant Name:
James E. Flaherty
Defendant Type:
Individual
Document Reference:
court_doc8_05-cv-01128
Document Details
Legal Case Name
SEC v. Zomax, Inc., James T. Anderson, Michelle Bedard-Anderson, Neil L. Dolinsky, The Jim and Mikki Anderson Charitable Remainder Annuity Trust, James E. Flaherty, and Anthony Angelini
Document Name
Final Judgment as to Defendant James E. Flaherty
Document Date
26-Jul-2005
Document Format
Civil Proceeding
Case Number
05-cv-01128
Federal District Court
Minnesota, District of Minnesota
Federal District Judge
ILLEGIBLE
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Undertakings Specified in Defendant’s Consent
Monetary Penalties:
Disgorgement
Individual:
$16,770.00
Shared:
Civil Penalty
Individual:
$75,000.00
Shared:
Pre-Judgment Interest
Individual:
$4,526.40
Shared:
Total Penalty
Individual:
$96,296.40
Shared:
Other Defendants in Action:
