Defendant Name:
Andrew Rooke
Defendant Type:
Individual
Document Reference:
33-10861
Document Details
Legal Case Name
In the Matter of Andrew Rooke
Document Name
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
29-Sep-2020
Document Format
Administrative Proceeding
AAER
4178
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
- Bar on practicing before the SEC as an Accountant (of unspecified duration)
Monetary Penalties:
Civil Penalty
Individual:
$80,000.00
Shared:
