Defendant Name:
Jeffrey H. Hastings
Defendant Type:
Individual
Document Reference:
court_doc123_20-cv-08423
Document Details
Legal Case Name
SEC (Plaintiff) v. SAExploration Holdings, Inc., Jeffrey H. Hastings, Brent N. Whiteley, Brian A. Beatty, and Michael J. Scott (Defendants), Thomas W. O'Neill and Lori E. Hastings (Relief Defendants)
Document Name
Final Judgment as to Defendant Jeffrey H. Hastings
Document Date
21-Apr-2023
Document Format
Civil Proceeding
Case Number
20-cv-08423
Federal District Court
New York, Southern District of New York
Federal District Judge
Paul G. Gardephe
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Disgorgement
Individual:
$1,116,987.27
Shared:
Pre-Judgment Interest
Individual:
$194,835.52
Shared:
Clawback provision under Section 304(a) Sarbanes-Oxley Act
Individual:
$1,206,626.00
Shared:
Other Defendants in Action:
