Defendant Name:
Brent N. Whiteley
Defendant Type:
Individual
Document Reference:
court_doc158_20-cv-08423
Document Details
Legal Case Name
SEC (Plaintiff) v. SAExploration Holdings Inc., Jeffrey H. Hastings, Brent N. Whiteley, Brian A. Beatty, and Michael J. Scott (Defendants) and Thomas W. O'Neill and Lori E. Hastings (Relief Defendants)
Document Name
Final Judgment as to Defendant Brent N. Whiteley
Document Date
14-Aug-2024
Document Format
Civil Proceeding
Case Number
20-cv-08423
Federal District Court
New York, Southern District of New York
Federal District Judge
Paul G. Gardephe
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court ordered that: "based on Defendant's cooperation in a Commission investigation and related enforcement action, the Court is not ordering Defendant to pay a civil penalty."
Cooperation Before the Resolution
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:
Disgorgement
Individual:
$7,054,221.00
Shared:
Pre-Judgment Interest
Individual:
$1,039,382.00
Shared:
The Court ordered that: "Defendant shall reimburse SAExploration Holdings, Inc., pursuant to Section 304(a) of the Sarbanes-Oxley Act of 2002 . . . in the amount of $1,114,303."
Individual:
$1,114,303.00
Shared:
Other Defendants in Action:
